SEC Form 4 · accession 0001209191-16-152455
OMEGA PROTEIN CORP · OME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary L Allee
Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2016 | M | 8,200 | $6.53 | A | 44,301 | D | |
| Common StockF1 | Nov 28, 2016 | S | 8,200 | $24.51 | D | 36,101 | D | |
| Common StockF1 | Nov 28, 2016 | M | 600 | $6.53 | A | 36,701 | D | |
| Common StockF1 | Nov 28, 2016 | S | 600 | $24.50 | D | 36,101 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $6.53 | Nov 28, 2016 | M | 8,200 | D | Jun 21, 2013 | Jun 21, 2022 | Common Stock | 8,200 | 600 | D |
| Stock Option (right to buy)F1,F2 | $6.53 | Nov 28, 2016 | M | 600 | D | Jun 21, 2013 | Jun 21, 2022 | Common Stock | 600 | 0 | D |
Explanation of responses
- F1Stock Options exercised and shares sold automatically pursuant to Trading Plan (SEC Rule 10b5-1)
- F2Vests in 1/3 increments commencing on the first anniversary of date of grant. The date of grant was 6/21/2012.