SEC Form 4 · accession 0001209191-16-142595
OMEGA PROTEIN CORP · OME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary L Allee
Director
Period of report
Sep 22, 2016
Accepted (ET)
Sep 23, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 22, 2016 | M | 10,000 | $4.77 | A | 46,101 | D | |
| Common StockF1,F2,F3 | Sep 22, 2016 | S | 10,000 | $24.32 | D | 36,101 | D | |
| Common StockF1 | Sep 22, 2016 | M | 1,200 | $6.53 | A | 37,301 | D | |
| Common StockF1 | Sep 22, 2016 | S | 1,200 | $24.46 | D | 36,101 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F4 | $4.77 | Sep 22, 2016 | M | 10,000 | D | Jun 12, 2010 | Jun 12, 2019 | Common Stock | 10,000 | 0 | D |
| Stock Option (right to buy)F1,F5 | $6.53 | Sep 22, 2016 | M | 1,200 | D | Jun 21, 2013 | Jun 21, 2022 | Common Stock | 1,200 | 8,800 | D |
Explanation of responses
- F1Stock Options exercised and shares sold automatically pursuant to Trading Plan (SEC Rule 10b5-1)
- F2Full information regarding the number of shares purchased or sold at each separate price will be provided by the filer to the Commission staff, the issuer, or a security holder of the issuer upon request.
- F3Value represents transactions with a weighted average sales price ranging from $24.26 to $24.39.
- F4Vests in 1/3 increments commencing on the first anniversary of date of grant. The date of grant was 6/12/2009.
- F5Vests in 1/3 increments commencing on the first anniversary of date of grant. The date of grant was 6/21/2012.