SEC Form 4 · accession 0001209191-15-064631
OMEGA PROTEIN CORP · OME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory P Toups
Officer — VP Ch Acct Officer & Controlle
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2015 | M | 3,334 | $4.65 | A | 32,399 | D | |
| Common StockF1,F2,F3 | Aug 5, 2015 | S | 3,334 | $14.57 | D | 29,065 | D | |
| Common StockF1 | Aug 6, 2015 | M | 10,000 | $4.65 | A | 39,065 | D | |
| Common StockF1,F3,F4 | Aug 6, 2015 | S | 10,000 | $15.14 | D | 29,065 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.65 | Aug 5, 2015 | M | 3,334 | D | Jan 4, 2011 | Jan 4, 2020 | Common Stock | 3,334 | 30,000 | D |
| Stock Option (right to buy)F1 | $4.65 | Aug 6, 2015 | M | 10,000 | D | Jan 4, 2011 | Jan 4, 2020 | Common Stock | 10,000 | 20,000 | D |
Explanation of responses
- F1Stock Option exercised and shares sold automatically pursuant to Trading Plan (SEC Rule 10b5-1)
- F2Value represents transactions with a weighted average sales price ranging from $14.50 to $14.65.
- F3Full information regarding the number of shares purchased or sold at each separate price will be provided by the filer to the Commission staff, the issuer, or a security holder of the issuer upon request.
- F4Value represents transactions with a weighted average sales price ranging from $14.90 to $15.46.