SEC Form 4 · accession 0001338678-18-000044
AMERICAN TOWER CORP /MA/ · AMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven C. Marshall
Officer — Former Officer
Period of report
Oct 30, 2018
Accepted (ET)
Nov 1, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053507
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 30, 2018 | M | 61,368 | $50.78 | A | 166,203 | D | |
| Common Stock | Oct 30, 2018 | S | 61,368 | $154.00 | D | 104,835 | D | |
| Common Stock | Oct 30, 2018 | M | 71,798 | $62.00 | A | 176,633 | D | |
| Common Stock | Oct 30, 2018 | S | 71,798 | $158.00 | D | 104,835 | D | |
| Common Stock | Oct 30, 2018 | M | 30,000 | $43.11 | A | 134,835 | D | |
| Common Stock | Oct 30, 2018 | S | 30,000 | $160.00 | D | 104,835 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF3 | $50.78 | Oct 30, 2018 | M | 61,368 | D | — | Mar 10, 2021 | Common Stock | 61,368 | 0 | D |
| Option to Purchase Common StockF4 | $62.00 | Oct 30, 2018 | M | 71,798 | D | — | Mar 12, 2022 | Common Stock | 71,798 | 0 | D |
| Option to Purchase Common StockF5 | $43.11 | Oct 30, 2018 | M | 30,000 | D | — | Mar 10, 2020 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1Includes 141 shares acquired under the Issuer's employee stock purchase plan in May 2018.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.
- F3This option was granted pursuant to the 2007 Equity Incentive Plan, as amended, and is exercisable in 25% cumulative annual increments beginning March 10, 2012.
- F4This option was granted pursuant to the 2007 Equity Incentive Plan, as amended, and is exercisable in 25% cumulative annual increments beginning March 12, 2013.
- F5This option was granted pursuant to the 2007 Equity Incentive Plan, as amended, and is exercisable in 25% cumulative annual increments beginning March 10, 2011.
Remarks
Mr. Marshall resigned as an officer of the Issuer effective October 31, 2018.