SEC Form 4 · accession 0001053369-15-000008
ELITE PHARMACEUTICALS INC /NV/ · ELTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
EPIC INVESTMENTS, LLC
10% Owner
Period of report
Apr 3, 2015
Accepted (ET)
Apr 7, 2015 · 8:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053369
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.0625 | Apr 3, 2015 | J | 2,454,665 | D | Jun 3, 2009 | Jun 3, 2016 | Common Stock | 2,454,665 | 0 | D |
| Warrants | $0.0625 | Apr 3, 2015 | J | 6,726,999 | D | Oct 30, 2009 | Oct 30, 2016 | Common Stock | 6,726,999 | 0 | D |
| Warrants | $0.0625 | Apr 3, 2015 | J | 40,000,000 | D | Mar 31, 2011 | Mar 31, 2018 | Common Stock | 40,000,000 | 0 | D |
| Warrants | $0.0625 | Apr 3, 2015 | J | 4,000,000 | D | Apr 25, 2011 | Apr 25, 2018 | Common Stock | 4,000,000 | 0 | D |
Explanation of responses
- F1Distribution of warrants to its members