SEC Form 4 · accession 0001127602-18-031535
HERITAGE COMMERCE CORP · HTBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Philip DiNapoli
Director
Period of report
Oct 30, 2018
Accepted (ET)
Nov 1, 2018 · 11:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par ValueF1 | Oct 30, 2018 | P | 10,000 | $14.6867 | A | 251,694 | I | By Partnership |
| Common Stock, No Par Value | holding | — | — | — | 20,000 | D | ||
| Common Stock, No Par Value | holding | — | — | — | 10,000 | I | By Daughter | |
| Common Stock, No Par Value | holding | — | — | — | 10,000 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.6500 to $14.7100, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.