SEC Form 4 · accession 0001127602-17-016865
HERITAGE COMMERCE CORP · HTBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Philip Dinapoli
Director
Period of report
May 2, 2017
Accepted (ET)
May 4, 2017 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 2, 2017 | A | 1,381 | $0.00 | A | 163,376 | D | |
| Common Stock | holding | — | — | — | 334,130 | I | By Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company.