SEC Form 4 · accession 0001127602-16-059464
HERITAGE COMMERCE CORP · HTBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Philip Dinapoli
Director
Period of report
Aug 2, 2016
Accepted (ET)
Aug 4, 2016 · 1:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2016 | P | 5,000 | $10.4275 | A | 496,125 | D | |
| Common Stock | holding | — | — | — | 328,130 | I | By Partnership |
Table II — derivative securities
No Table II lines on this filing.