SEC Form 4 · accession 0001053352-16-000108
HERITAGE COMMERCE CORP · HTBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Komas Julianne M Biagini
Director
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | May 3, 2016 | A | 1,934 | $0.00 | A | 33,115 | D | |
| Common | holding | — | — | — | 5,068 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock vests 25% each year on an annualized basis.