SEC Form 5 · accession 0001053352-16-000087
HERITAGE COMMERCE CORP · HTBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Wilton
Officer — EVP/COO
Period of report
Nov 24, 2015
Accepted (ET)
Feb 9, 2016 · 11:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053352
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Nov 24, 2015 | P | 27 | $10.99 | A | 75,087 | D | |
| CommonF2 | Aug 27, 2015 | P | 28 | $10.75 | A | 75,060 | D | |
| CommonF3 | May 28, 2015 | P | 32 | $9.11 | A | 75,032 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This purchase occurred on 11/24/2015 which should be reported. These shares were purchased through the automatic reinvestment of cash dividends.
- F2This purchase occurred on 8/27/2015 which should be reported. These shares were purchased through the automatic reinvestment of cash dividends.
- F3This purchase occurred on 5/28/2015 which should be reported. These shares were purchased through the automatic reinvestment of cash dividends.