SEC Form 4 · accession 0001209191-16-124048
CABLEVISION SYSTEMS CORP /NY · CVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Helen A Dolan
10% Owner · Other
Charles F Dolan
Officer — Chairman · Director · 10% Owner · Other
Period of report
May 25, 2016
Accepted (ET)
May 27, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Cablevision NY Group Class A Common StockF1,F2,F3 | Mar 7, 2016 | G | 79,318 | $0.00 | A | 1,465,384 | I | By CFD 2009 RevocableTrust |
| Cablevision NY Group Class A Common StockF4,F2,F5 | May 25, 2016 | M | 264,000 | $12.48 | A | 1,009,911 | D | |
| Cablevision NY Group Class A Common StockF4,F2,F5 | May 25, 2016 | F | 182,209 | $34.64 | D | 827,702 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F2,F5,F7,F8 | $12.48 | May 25, 2016 | M | 264,000 | D | Jun 5, 2007 | Jun 5, 2016 | Cablevision NY Group Class A Common Stock | 264,000 | 0 | D |
Explanation of responses
- F1Gift
- F2Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of these securities.
- F3Charles F. Dolan is the sole trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust.
- F4Includes restricted shares.
- F5Securities held directly by Charles F. Dolan and indirectly by his spouse, Helen A. Dolan.
- F6Withholding of securities to pay exercise price and tax withholding exempt under Rule 16b-3(e).
- F7Each stock option was previously reported at an exercise price of $20.51, but has been adjusted to reflect distributions.
- F8Options vested in equal increments over three years beginning on June 5, 2007.