SEC Form 5 · accession 0001209191-16-093189
CABLEVISION SYSTEMS CORP /NY · CVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
James Lawrence Dolan
Officer — CEO · Director · Other
Kristin A Dolan
Officer — COO · Director · Other
Period of report
Dec 31, 2015
Accepted (ET)
Jan 22, 2016 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Cablevision NY Group Class A Common StockF1,F2,F3 | Dec 8, 2015 | G | 950 | $0.00 | A | 14,750 | I | By members of the household |
| Cablevision NY Group Class A Common StockF4,F5 | holding | — | — | — | 985,611 | D | ||
| Cablevision NY Group Class A Common StockF6 | holding | — | — | — | 240,663 | I | By spouse | |
| Cablevision NY Group Class A Common StockF3,F7 | holding | — | — | — | 7,700 | I | By minor children | |
| Cablevision NY Group Class A Common StockF6 | holding | — | — | — | 1,874 | I | By spouse's 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift.
- F2Shares held by members of the Reporting Persons' household.
- F3Reporting Persons disclaim beneficial ownership of these securities and this report shall not be deemed to be an admission that either is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- F4Includes shares held jointly with Kristin A. Dolan.
- F5Shares held directly by James L. Dolan, Ms. Dolan's spouse, and indirectly held by Kristin A. Dolan or held jointly with Kristin A. Dolan. Kristin A. Dolan disclaims beneficial ownership of these securities (other than shares held jointly with James L. Dolan) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- F6Shares held directly by Kristin A. Dolan (or indirectly by Kristin A. Dolan through a 401(k) plan), Mr. Dolan's spouse, and indirectly held by James L. Dolan. James L. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that he is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Excludes shares held jointly with James L. Dolan, which are reflected on James L. Dolan's direct holdings.
- F7Shares of Class A Common Stock held by James L. Dolan, as custodian for the Reporting Persons' minor children.