SEC Form 4 · accession 0001209191-15-071150
CABLEVISION SYSTEMS CORP /NY · CVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Helen A Dolan
10% Owner · Other
Charles F Dolan
Officer — Chairman · Director · 10% Owner · Other
Period of report
Sep 11, 2015
Accepted (ET)
Sep 17, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053112
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cablevision NY Group Class B Common StockF2,F3,F4,F1 | — | Sep 11, 2015 | G | 10,693,686 | D | — | — | Cablevision NY Group Class A Common Stock | 10,693,686 | 0 | I |
| Cablevision NY Group Class B Common StockF2,F4,F5,F1 | — | Sep 11, 2015 | G | 10,693,686 | A | — | — | Cablevision NY Group Class A Common Stock | 10,693,686 | 10,693,686 | I |
| Cablevision NY Group Class B Common StockF2,F6,F7,F1 | — | Sep 11, 2015 | G | 7,800,000 | D | — | — | Cablevision NY Group Class A Common Stock | 7,800,000 | 0 | I |
| Cablevision NY Group Class B Common StockF2,F7,F8,F1 | — | Sep 11, 2015 | G | 7,800,000 | A | — | — | Cablevision NY Group Class A Common Stock | 7,800,000 | 7,800,000 | I |
Explanation of responses
- F1Cablevision NY Group Class B Common Stock (the "Class B Common Stock") of the Issuer is convertible at the option of the holder on a share for share basis into Cablevision NY Group Class A Common Stock (the "Class A Common Stock") of the Issuer.
- F2Gift.
- F3Charles F. Dolan is the sole trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust.
- F4Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- F5These securities are owned solely by the Charles F. Dolan 2015 Grantor Retained Annuity Trust #1C. Charles F. Dolan is the sole trustee and beneficiary of the trust.
- F6Helen A. Dolan is the sole trustee and beneficiary of the Helen A. Dolan 2009 Revocable Trust.
- F7Charles F. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that he is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- F8These securities are owned solely by the Helen A. Dolan 2015 Grantor Retained Annuity Trust #1C. Helen A. Dolan is the sole trustee and beneficiary of the trust.