SEC Form 4 · accession 0001181431-15-004115
CABLEVISION SYSTEMS CORP /NY · CVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
James Lawrence Dolan
Officer — CEO · Director · Other
Kristin A Dolan
Officer — COO · Director · Other
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001053112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Cablevision NY Group Class A Common StockF1,F2,F3 | Mar 3, 2015 | A | 76,400 | $0.00 | A | 249,979 | I | By Spouse |
| Cablevision NY Group Class A Common StockF2,F4,F5 | holding | — | — | — | 1,105,766 | D | ||
| Cablevision NY Group Class A Common StockF6,F8 | holding | — | — | — | 7,700 | I | By minor children | |
| Cablevision NY Group Class A Common StockF7,F8 | holding | — | — | — | 13,800 | I | By children | |
| Cablevision NY Group Class A Common StockF3 | holding | — | — | — | 1,855 | I | By spouse's 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F9,F10 | $19.17 | Mar 3, 2015 | A | 2,000,000 | A | — | Mar 3, 2025 | Cablevision NY Group Class A Common Stock | 2,000,000 | 2,000,000 | D |
Explanation of responses
- F1Grant of restricted shares of Class A common stock pursuant to the Company's Employee Stock Plan, exempt under Rule 16b-3. The shares will vest in equal annual installments on March 10, 2016, March 10, 2017 and March 10, 2018, subject to continued employment and the achievement of certain performance measures.
- F10Options owned directly by James L. Dolan. Ms. Kristin A. Dolan disclaims beneficial ownership of these options and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- F2Includes restricted shares
- F3Shares held directly by Kristin A. Dolan (or indirectly by Kristin A. Dolan through a 401(k) plan), Mr. Dolan's spouse, and indirectly held by James L. Dolan. James L. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that he is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Excludes shares held jointly with James L. Dolan, which are reflected in James L. Dolan's direct holdings.
- F4Includes shares held jointly with Kristin A. Dolan.
- F5Shares held directly by James L. Dolan, Ms. Dolan's spouse, and indirectly held by Kristin A. Dolan or held jointly with Kristin A. Dolan. Kristin A. Dolan disclaims beneficial ownership of these securities (other than shares held jointly with James L. Dolan) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- F6Shares of Class A Common Stock held by James L. Dolan, as custodian for the Reporting Persons' minor children.
- F7Shares held by members of the Reporting Persons' household.
- F8Reporting Persons disclaim beneficial ownership of these securities and this report shall not be deemed to be an admission that either is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- F9Grant of options under the Company's Employee Stock Plan, exempt under Rule 16b-3. The options will vest and become exercisable in equal annual installments on March 10, 2016, March 10, 2017 and March 10, 2018, subject to continued employment.
Remarks
Exhibit List Exhibit 24.1 Power of Attorney Exhibit 24.2 Power of Attorney