SEC Form 4/A · accession 0001144204-19-012962
GETTY REALTY CORP /MD/ · GTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joshua Dicker
Officer — EVP, Gen Counsel & Secretary
Period of report
Mar 1, 2019
Accepted (ET)
Mar 8, 2019 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052752
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4,F1,F2 | — | Mar 1, 2019 | M | 2,500 | D | — | — | Common Stock | 2,500 | 91,500 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) is settled at the discretion of the compensation committee in one(1) share of common stock or in cash in an amount equal to the fair market value of one(1) share of common stock on the settlement date noted in footnote (2) below.
- F2RSUs vest ratably over five years commencing on the first anniversary of the date of grant and, to the extent unvested, fully vest upon termination of service without cause, or death. RSUs are settled in cash or common stock, in the discretion of the Compensation Committee, upon the earlier of the tenth anniversary of the grant date (or the tenth anniversary of the first vesting date, for RSUs granted in 2016-2018) or termination of service. Settlement of RSUs granted prior to 2009 is deferred until termination of service pursuant to the terms of the award agreements in effect prior to 2009.
- F3The transaction represents settlement of fully-vested RSUs for cash pursuant to the terms of a 2009 Restricted Stock Unit Agreement.
- F4This Form 4 amendment corrects a clerical error which misreported that the subject 2,500 RSUs were "Acquired" when in fact they were "Disposed." The original Form 4, however, correctly reported the number of RSUs beneficially owned by the reporting person following the transaction, as if the transaction had been correctly reported as 2,500 RSUs "Disposed" rather than "Acquired."