SEC Form 4 · accession 0001209191-18-033919
Red Lion Hotels CORP · RLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L McKeirnan
Officer — E.V.P. & General Counsel
Period of report
May 24, 2018
Accepted (ET)
May 29, 2018 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 24, 2018 | S | 4,109 | $10.20 | D | 237,211 | D | |
| Commont StockF1,F4,F3 | May 25, 2018 | S | 4,253 | $10.22 | D | 232,958 | D | |
| Common StockF1,F3 | May 29, 2018 | S | 11,177 | $10.71 | D | 221,781 | D | |
| Common StockF1,F3 | May 29, 2018 | S | 7,178 | $10.78 | D | 214,603 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold by the Reporting Person to satisfy liquidity and diversification objectives.
- F2The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $10.20 to $10.225. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F3Includes the total number of restricted stock units held. Does not include 13,992 performance-based restricted stock units which were reported as a derivative security in Table II on March 29, 2018.
- F4The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $10.20 to $10.25. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.