SEC Form 4 · accession 0001209191-17-024952
Red Lion Hotels CORP · RLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger James Bloss
Officer — E.V.P. & President Global Devp
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 31, 2017 | A | 15,319 | — | A | 15,319 | D | |
| Common StockF4 | holding | — | — | — | 690,000 | I | By Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units granted pursuant to the Company's 2015 Stock Incentive Plan.
- F2Not applicable.
- F3Amount includes total number of restricted stock units held.
- F4Represents shares held by Thirty-Eight Street, Inc., a Florida corporation ("TESI"). Mr. Bloss disclaims beneficial ownership of the portion of these shares in which he does not have any pecuniary interest. Mr. Bloss holds 19.854% of the outstanding shares of TESI and serves as its President and Chief Executive Officer.