SEC Form 4 · accession 0001209191-16-111160
Red Lion Hotels CORP · RLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory T Mount
Officer — President & CEO · Director
Period of report
Mar 28, 2016
Accepted (ET)
Mar 30, 2016 · 8:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 28, 2016 | A | 42,385 | — | A | 309,796 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F4 | $8.20 | Mar 28, 2016 | A | 81,130 | A | — | Mar 28, 2026 | Common Stock | 81,130 | 81,130 | D |
Explanation of responses
- F1Represents restricted stock units granted pursuant to the Company's 2015 Stock Incentive Plan.
- F2Not applicable.
- F3Amount includes total number of restricted stock units held.
- F4The option vests 25% on the first anniversary of the date of grant and 25% on each of the next three anniversaries of the grant date.