SEC Form 4 · accession 0001140361-16-058622
Agritech Worldwide, Inc. · FBER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Morris Garfinkle
Director · 10% Owner
Period of report
Mar 17, 2016
Accepted (ET)
Mar 21, 2016 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052257
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1,F2 | $0.64 | Mar 17, 2016 | P | 400,000 | A | Mar 17, 2016 | Mar 16, 2021 | Common Stock | 400,000 | 400,000 | I |
Explanation of responses
- F1Warrants issued in connection with an investment to purchase a $100,000 one year 14% promissory note.
- F2Owned by the Garfinkle Revocable Trust (the "Trust") and Mr. Garfinkle is the Trustee of the Trust.