SEC Form 4 · accession 0001140361-15-004829
Agritech Worldwide, Inc. · FBER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward B Smith III
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Feb 9, 2015
Accepted (ET)
Feb 9, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052257
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $0.45 | Feb 9, 2015 | A | 31,000,000 | A | Feb 9, 2015 | Feb 9, 2020 | Common Stock | 31,000,000 | 31,000,000 | D |
Explanation of responses
- F1Mr. Smith received 31,000,000 warrants to purchase 31,000,000 shares of the Issuer's common stock, par value $0.00005 per share, in consideration of his appointment as Chief Executive Officer of the Issuer.