SEC Form 4 · accession 0001668455-18-000002
WADDELL & REED FINANCIAL INC · WDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin R Clouse
Officer — Vice President and PAO
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Dec 31, 2017 | F | 524 | $22.34 | D | 7,803 | I | By spouse |
| Class A Common | Dec 31, 2017 | F | 2,372 | $22.34 | D | 23,473 | D | |
| Class A Common | Dec 31, 2017 | A | 22,382 | $0.00 | A | 45,855 | D |
Table II — derivative securities
No Table II lines on this filing.