SEC Form 4 · accession 0001668455-16-000005
WADDELL & REED FINANCIAL INC · WDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin R Clouse
Officer — Vice President and PAO
Period of report
Apr 2, 2016
Accepted (ET)
Apr 5, 2016 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Apr 2, 2016 | F | 1,079 | $23.70 | D | 11,494 | I | By spouse |
| Class A Common | holding | — | — | — | 10,468 | D |
Table II — derivative securities
No Table II lines on this filing.