SEC Form 4 · accession 0001330721-16-000007
WADDELL & REED FINANCIAL INC · WDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael L Avery
Officer — President
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Aug 19, 2015 | G | 4,500 | $0.00 | D | 241,820 | D | |
| Class A Common | Dec 23, 2015 | G | 3,500 | $0.00 | D | 238,320 | D | |
| Class A Common | Dec 29, 2015 | G | 3,500 | $0.00 | D | 234,820 | D | |
| Class A Common | Dec 31, 2015 | F | 29,063 | $28.66 | D | 205,757 | D |
Table II — derivative securities
No Table II lines on this filing.