SEC Form 4 · accession 0001330721-15-000002
WADDELL & REED FINANCIAL INC · WDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Avery
Officer — President
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Dec 31, 2014 | F | 36,530 | $49.82 | D | 216,382 | D | |
| Class A CommonF1 | Dec 31, 2014 | A | 50,000 | $0.00 | A | 251,820 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount listed in Column 5 reflects a transfer by Mr. Avery of 14,562 shares of WDR common stock to his ex-wife pursuant to a domestic relations order. Mr. Avery no longer reports as beneficially owned any securities owned by his ex-wife.