SEC Form 4 · accession 0001113435-17-000010
WADDELL & REED FINANCIAL INC · WDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy J Hills
Officer — SVP, General Counsel & Secy.
Period of report
Dec 21, 2017
Accepted (ET)
Dec 22, 2017 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | Dec 21, 2017 | S | 15,604 | $22.5724 | D | 151,602 | D | |
| Class A CommonF2 | Dec 22, 2017 | S | 15,669 | $22.2561 | D | 135,933 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in mutiple transactions ranging from $22.52 to $22.60, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
- F2The price reported is a weighted average price. These shares were sold in mutiple transactions ranging from $22.2338 to $22.295, inclusive. The reporting person undertakes to provide to WDR, any stockholder of WDR or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2.