SEC Form 4 · accession 0001113435-17-000007
WADDELL & REED FINANCIAL INC · WDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy J Hills
Officer — SVP, General Counsel & Secy.
Period of report
Apr 2, 2017
Accepted (ET)
Apr 4, 2017 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Apr 2, 2017 | F | 3,693 | $17.00 | D | 167,206 | D |
Table II — derivative securities
No Table II lines on this filing.