SEC Form 4 · accession 0001113432-17-000002
WADDELL & REED FINANCIAL INC · WDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Sundeen Jr.
Officer — SVP & CAO - Investments
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Dec 31, 2016 | F | 6,157 | $19.51 | D | 259,905 | D | |
| Class A Common | Dec 31, 2016 | A | 55,700 | $0.00 | A | 315,605 | D |
Table II — derivative securities
No Table II lines on this filing.