SEC Form 4 · accession 0001052100-19-000006
WADDELL & REED FINANCIAL INC · WDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin R Clouse
Officer — SVP, CFO & Treasurer
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Dec 31, 2018 | F | 3,794 | $18.08 | D | 42,061 | D | |
| Class A Common | Dec 31, 2018 | A | 38,717 | $0.00 | A | 80,778 | D | |
| Class A Common | holding | — | — | — | 7,024 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.