SEC Form 4 · accession 0001261970-15-000029
EVOLVING SYSTEMS INC · EVOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Oros
Director
Period of report
Jun 17, 2015
Accepted (ET)
Jun 19, 2015 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 161,745 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock Option (right to buy)F2,F1 | $8.87 | Jun 17, 2015 | A | 3,500 | A | Sep 17, 2015 | Jun 16, 2025 | Common Stock | 3,500 | 3,500 | D |
Explanation of responses
- F1The shares vest in four equal quarterly installments over a 12-month period beginning September 17, 2015.
- F2The options were granted without payment of consideration.