SEC Form 4 · accession 0001261970-15-000017
EVOLVING SYSTEMS INC · EVOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Moorhead
Officer — VP Finance
Period of report
Mar 17, 2015
Accepted (ET)
Apr 15, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2015 | M | 700 | $1.00 | A | 2,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.00 | Mar 17, 2015 | M | 700 | D | Dec 1, 2009 | Nov 30, 2018 | Common Stock | 700 | 5,945 | D |
Explanation of responses
- F1Employee stock options are granted without payment of consideration.