SEC Form 4 · accession 0001261970-15-000005
EVOLVING SYSTEMS INC · EVOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Julian D. Singer
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,645,638 | I | Beneficiary of Singer Children's Management Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock Option (right to buy)F2,F1 | $9.30 | Jan 2, 2015 | A | 5,000 | A | Jun 17, 2015 | Jan 1, 2025 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The options will fully vest on the date of the 2015 Annual Meeting of Stockholders.
- F2Options are granted without payment of consideration.