SEC Form 4 · accession 0001214659-16-010402
EVOLVING SYSTEMS INC · EVOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Stecker
Director
Period of report
Mar 17, 2016
Accepted (ET)
Mar 21, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock Option (right to buy)F2,F1 | $5.80 | Mar 17, 2016 | A | 15,000 | A | Mar 17, 2017 | Mar 16, 2026 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1One-third of the options vest on March 17, 2017; the remaining options vest in eight quarterly installments beginning June 17, 2017.
- F2Stock options are granted without payment of consideration.