SEC Form 4 · accession 0001214659-15-008374
EVOLVING SYSTEMS INC · EVOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Nicol
Director
Period of report
Dec 10, 2015
Accepted (ET)
Dec 14, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2015 | M | 3,500 | $3.92 | A | 47,159 | D | |
| Common Stock | Dec 10, 2015 | M | 3,500 | $3.48 | A | 50,659 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock Option (right to buy)F1 | $3.92 | Dec 10, 2015 | M | 3,500 | D | Sep 23, 2010 | Jun 22, 2020 | Common Stock | 3,500 | 0 | D |
| NQ Stock Option (right to buy)F1 | $3.48 | Dec 10, 2015 | M | 3,500 | D | Sep 17, 2011 | Jun 16, 2021 | Common Stock | 3,500 | 0 | D |
Explanation of responses
- F1The options were granted without payment of consideration.