SEC Form 4/A · accession 0001214659-15-008324
EVOLVING SYSTEMS INC · EVOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas Thekkethala
Officer — President · Director
Period of report
Dec 1, 2015
Accepted (ET)
Dec 10, 2015 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2015 | P | 4,300 | $5.70 | A | 5,050 | I | by Tolima L.P. |
| Common StockF2,F1 | Dec 9, 2015 | P | 1,662 | $5.60 | A | 6,712 | I | by Tolima L.P. |
| Common Stock | holding | — | — | — | 15,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is the managing partner of Tolima LP, a Thekkethala family partnership.
- F2The date of this purchase was inadvertently reported as November 30, 2015. The actual purchase date was December 9, 2015. The price and other characteristics remain the same.