SEC Form 4 · accession 0001214659-15-008044
EVOLVING SYSTEMS INC · EVOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julian D. Singer
Director
Period of report
Nov 24, 2015
Accepted (ET)
Nov 27, 2015 · 2:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001052054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 24, 2015 | P | 10,000 | $5.33 | A | 10,000 | D | |
| Common Stock | Nov 24, 2015 | P | 10,000 | $5.27 | A | 20,000 | D | |
| Common Stock | Nov 24, 2015 | P | 2,000 | $5.31 | A | 22,000 | D | |
| Common Stock | Nov 24, 2015 | P | 1,400 | $5.34 | A | 23,400 | D | |
| Common Stock | Nov 24, 2015 | P | 2,200 | $5.32 | A | 25,600 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is a beneficiary of Singer Children's Management Trust and disclaims beneficial ownership over any securities held by Singer Children's Management Trust except to the extent of his reportable pecuniary interest therein. Singer Children's Management Trust owns 2,645,638 shares of Common Stock of the Issuer. Pursuant to Rule 16a-8(b), the reporting person is not deemed to have a reportable pecuniary interest in shares held by Singer Children's Management Trust. The inclusion of any securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.