SEC Form 4 · accession 0001214659-15-007960

EVOLVING SYSTEMS INC · EVOL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO · Director

Period of report

Nov 23, 2015

Accepted (ET)

Nov 24, 2015 · 4:47 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001052054

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 23, 2015	M	35,419	$2.59	A	260,575	D
Common Stock^F1	Nov 23, 2015	S	35,419	$5.40	D	225,156	D
Common Stock	Nov 24, 2015	M	23,103	$2.59	A	248,259	D
Common Stock^F2	Nov 24, 2015	S	23,103	$5.32	D	225,156	D
Common Stock	holding	—	—		—	13,000	I	By wife

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)	$2.59	Nov 23, 2015	M	35,419	D	Mar 28, 2006	Dec 27, 2015	Common Stock	35,419	23,103	D
Employee Stock Option (right to buy)	$2.59	Nov 24, 2015	M	23,103	D	Mar 28, 2006	Dec 27, 2015	Common Stock	23,103	0	D