SEC Form 4 · accession 0001214659-15-007903

EVOLVING SYSTEMS INC · EVOL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO · Director

Period of report

Nov 18, 2015

Accepted (ET)

Nov 19, 2015 · 5:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001052054

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 18, 2015	M	12,200	$1.00	A	237,356	D
Common Stock^F1	Nov 18, 2015	S	12,200	$5.51	D	225,156	D
Common Stock	Nov 18, 2015	M	975	$2.59	A	226,131	D
Common Stock^F1	Nov 18, 2015	S	975	$5.51	D	225,156	D
Common Stock	Nov 19, 2015	M	2,481	$2.59	A	227,637	D
Common Stock^F1	Nov 19, 2015	S	2,481	$5.51	D	225,156	D
Common Stock	holding	—	—		—	13,000	I	By wife

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)	$1.00	Nov 18, 2015	M	12,200	D	Mar 28, 2006	Dec 27, 2015	Common Stock	12,200	0	D
Employee Stock Option (right to buy)	$2.59	Nov 18, 2015	M	975	D	Mar 28, 2006	Dec 27, 2015	Common Stock	975	61,003	D
Employee Stock Option (right to buy)	$2.59	Nov 19, 2015	M	2,481	D	Mar 28, 2006	Dec 27, 2015	Common Stock	2,481	58,522	D