SEC Form 4 · accession 0001051741-16-000340
FIRST NIAGARA FINANCIAL GROUP INC · FNFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian M Dempsey
Officer — Principal Accounting Officer
Period of report
Apr 30, 2016
Accepted (ET)
May 2, 2016 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 30, 2016 | F | 832 | $10.56 | D | 10,420 | D | |
| Common Stock | May 1, 2016 | F | 460 | $10.56 | D | 9,960 | D | |
| Common StockF1 | May 2, 2016 | A | 5,764 | $0.00 | A | 15,724 | D | |
| Common Stock | holding | — | — | — | 640 | I | ESOP | |
| Common Stock | holding | — | — | — | 1,400 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock that vests in three equal installments commencing one year from grant date.