SEC Form 4 · accession 0001051741-16-000333
FIRST NIAGARA FINANCIAL GROUP INC · FNFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roxanne J Coady
Director
Period of report
May 2, 2016
Accepted (ET)
May 2, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 2, 2016 | A | 7,389 | $0.00 | A | 58,013 | D | |
| Common Stock | holding | — | — | — | 23,771 | I | SEP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent Units (deu)F2,F3,F4 | — | May 2, 2016 | A | 0 | A | — | — | Common Stock | 0 | 3,373 | D |
Explanation of responses
- F1Represents restricted stock units that vest 5/02/2017.
- F2DEUs have no exercise price.
- F3DEUs convert into common stock on a 1-for-1 basis.
- F4DEUs have no expiration date.