SEC Form 4 · accession 0001051741-16-000284
FIRST NIAGARA FINANCIAL GROUP INC · FNFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Signorille
Officer — Managing Director Operations
Period of report
Mar 30, 2016
Accepted (ET)
Mar 30, 2016 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2016 | A | 20,513 | $0.00 | A | 80,545 | D | |
| Common Stock | holding | — | — | — | 603 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $9.27 | holding | — | — | — | Mar 28, 2015 | Mar 28, 2024 | Common Stock | 15,950 | 15,950 | D |
Explanation of responses
- F1Represents restricted stock units that cliff vest on the third anniversary of date of grant.