SEC Form 4 · accession 0001051741-15-000173
FIRST NIAGARA FINANCIAL GROUP INC · FNFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George M Philip
Director
Period of report
Oct 2, 2015
Accepted (ET)
Oct 2, 2015 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2015 | P | 712 | $10.32 | A | 79,188 | D | |
| Series B Nonconvertible Preferred Stock | holding | — | — | — | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $13.60 | holding | — | — | — | May 15, 2008 | May 15, 2017 | Common Stock | 33,060 | 33,060 | D |