SEC Form 4 · accession 0001051741-15-000120
FIRST NIAGARA FINANCIAL GROUP INC · FNFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathaniel D Woodson
Director
Period of report
Apr 30, 2015
Accepted (ET)
Apr 30, 2015 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 30, 2015 | A | 13,378 | $0.00 | A | 193,348 | D | |
| Common StockF2 | holding | — | — | — | 61,740 | I | Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $13.09 | holding | — | — | — | Dec 30, 2005 | Jun 17, 2015 | Common Stock | 235,400 | 235,400 | D |
Explanation of responses
- F1Represents restricted stock awards that vest 4/30/2016.
- F2Co-trustee and beneficiary of personal trust