SEC Form 4 · accession 0001051741-15-000048
FIRST NIAGARA FINANCIAL GROUP INC · FNFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George M Philip
Director
Period of report
Mar 19, 2015
Accepted (ET)
Mar 19, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 19, 2015 | A | 2,809 | $0.00 | A | 68,917 | D | |
| Series B Nonconvertible Preferred Stock | holding | — | — | — | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $13.60 | holding | — | — | — | May 15, 2008 | May 15, 2017 | Common Stock | 33,060 | 33,060 | D |
Explanation of responses
- F1Represents restricted stock awards that vest 4/29/2015.