SEC Form 3 · accession 0001437749-26-024494
AXT INC · AXTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jia-bin Duh
Director
Period of report
Jul 16, 2026
Accepted (ET)
Jul 27, 2026 · 1:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 2,500 | D | ||
| Common StockF2 | holding | — | — | — | 667 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an initial award of restricted stock and vests on May 14, 2027, subject to the Reporting Person's continuous service through the vesting date.
- F2Represents a prorated annual equity grant of common stock and vests on May 14, 2027, subject to the Reporting Person's continuous service through the vesting date.
Remarks
Exhibit 24.1 Power of Attorney (CE)