SEC Form 3 · accession 0001437749-26-021606
AXT INC · AXTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy Liu
Director
Period of report
Jun 17, 2026
Accepted (ET)
Jun 24, 2026 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 2,500 | D | ||
| Common StockF2 | holding | — | — | — | 726 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an initial award of restricted stock and vests on May 14, 2027, subject to the Reporting Person's continuous service through the vesting date.
- F2Represents a prorated annual equity grant of common stock and vests on May 14, 2027, subject to the Reporting Person's continuous service through the vesting date.
Remarks
Exhibit 24.1 – Power of Attorney (CE)