SEC Form 4 · accession 0001437749-26-020833
AXT INC · AXTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Morris S Young
Officer — CEO · Director
Period of report
Jun 12, 2026
Accepted (ET)
Jun 16, 2026 · 5:41 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001051627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2026 | G | 1,200 | $0.00 | D | 2,148,333 | I | By Young Family Trust DTD |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is subject to a lock-up agreement that expires on June 20, 2026 that was entered into with the representative of the underwriters (the "Representative") in connection with an underwritten public offering of the Issuer's common stock (the "Offering"). This bona fide gift is a permissible exemption under the terms of the lock-up agreement.