SEC Form 4 · accession 0001179110-17-008158
AXT INC · AXTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard J Leblanc
Director
Period of report
May 25, 2017
Accepted (ET)
May 26, 2017 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 25, 2017 | A | 8,823 | $0.00 | A | 157,957 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.