SEC Form 4 · accession 0001179110-16-032007
AXT INC · AXTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jesse Chen
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 11:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 22, 2016 | S | 16,388 | $5.30 | D | 127,278 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price in Column 4 is a weighted average price.