SEC Form 4 · accession 0001179110-16-031744
AXT INC · AXTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jesse Chen
Director
Period of report
Nov 16, 2016
Accepted (ET)
Nov 16, 2016 · 8:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2016 | S | 26,000 | $5.15 | D | 183,259 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price in Column 4 is a weighted average price.