SEC Form 4 · accession 0001140361-15-033899
AXT INC · AXTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Davis Zhang
Other
Period of report
Aug 31, 2015
Accepted (ET)
Aug 31, 2015 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 27, 2015 | S | 1,978 | $2.17 | D | 221,145 | D | |
| Common StockF2 | Aug 28, 2015 | S | 14,200 | $2.20 | D | 206,945 | D | |
| Common StockF3 | Aug 31, 2015 | S | 4,457 | $2.24 | D | 202,488 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually sold for the stock ranged from $2.17 to $2.17
- F2The price in Column 4 is a weighted average price. The prices actually sold for the stock ranged from $2.18 to $2.25
- F3The price in Column 4 is a weighted average price. The prices actually sold for the stock ranged from $2.23 to $2.25